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SEC Adds Crypto Asset Session to November 19 Compliance Seminar for Advisers

The U.S. Securities and Exchange Commission has added a crypto asset briefing to its national compliance outreach seminar for investment companies and investment advisers on November 19. Taylor Lindman, chief counsel of the SEC’s Crypto Task Force, will speak, alongside staff from the Division of Examinations and the Division of Investment Management. The online seminar requires no advance registration.

Original source

AI take

The SEC folding a crypto asset session into its standing compliance outreach — rather than issuing separate guidance — suggests the agency is treating digital assets as part of routine adviser oversight, not a special case. That framing matters for advisers weighing whether crypto exposure fits existing compliance programs, since exam staff and the Crypto Task Force appear together. Whether this signals a broader shift toward exam-driven expectations, rather than new rulemaking, is the open question.

Generated by AI for reference only.

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